KJK | Dec 23, 2019 | Corporate & Securities, News, Uncategorized
By Cary Zimmerman On December 18, 2019, the SEC, in a 3-2 vote, issued a release proposing amendments to the Rule 501(a) definition of “accredited investor,” which hasn’t been meaningfully updated since 1982[1]. The definition is an important piece of the securities...
KJK | Dec 6, 2019 | Articles, Securities
By Cary Zimmerman As I noted in a previous article, this past summer the Securities and Exchange Commission (“SEC”) issued a report on its study of the impact of Regulation Crowdfunding (“Reg CF”) on capital formation and investor protection. To recap, Reg CF helps...
KJK | Jul 30, 2019 | Articles, Securities
By Cary Zimmerman On June 18, 2019, the Securities and Exchange Commission (“SEC”) issued a report based on its study of the capital formation and investor protection impacts of Regulation Crowdfunding (“Reg CF”). Reg CF was adopted on October 30, 2015 as required by...